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Mitigation measures
 
For all species, the first issue in the proposed devices is signal shape, or rise time and peak
spectra. As discussed earlier, impulsive sound has substantial potential for inducing broad
spectrum, compounded acoustic trauma; i.e., an impulsive source can produce greater threshold
changes than a non-impulsive source with equivalent spectral characteristics. Consequently,
impulse is a complicating feature that may exacerbate the impact. Conventional suggestions for
minimizing such effects are to ramp the signal, narrow the spectra, lower the pressure, and/or alter
the duty cycle to allow recovery and decrease impact. Once again, however, it must be recalled
which, if any, of these measures is important to the marine mammal ear has not been determined.
 
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Given that impulsive noise can be avoided, the question devolves largely to the coincidence of
signal characteristics with species sensitivities. High intensity, ultrasonic devices of course have
enormous potential for serious impact on virtually every odontocete and their deployment in
pelagic fisheries raises the greatest concern after impulse or explosive sources. Such devices are
relatively unlikely to be employed, however, because they are unsuitable for longer range
detection. With high frequency sonic range devices, the possibility of profound impact from
disruption or masking of odontocete communication signals must certainly be considered, as well
as the possibility of coincident impacts to pinnipeds. Because the majority of devices proposed
use frequencies below ultra or high sonic ranges, odontocetes may be the least likely to be
impacted species. Most odontocetes have relatively sharp decreases in sensitivity below 2 kHz
(see fig. 3). If frequencies below 2 kHz are employed with a non-impulsive wave-form, the
potential for impacting odontocetes is likely to be drastically reduced, but it must also be borne in
mind that it is non-zero. In every case, the difference between some to little or no significant
physiologic impact will depend upon received levels at the individual ear. For the purposes of
general discussion, a theoretical comparison is shown in Figure 7 for marine mammals audiograms
compared with a human audiogram and with source levels of major anthropogenic underwater
noise sources. Because mechanisms and onset levels of TTS and PTS are still unresolved for
marine mammals, this curve is presented largely for the purposes of gross comparisons of spectra
of different sources with animal hearing ranges and is not intended to suggest mitigation
guidelines.
 
Mysticetes and the majority of pinnipeds have substantially greater potential than odontocetes
for direct acoustic impact from low to mid-sonic range devices. However, depending upon the
diving and foraging patterns of these animals in comparison to the sound field propagated to
detect fish, the risks to mysticetes and the majority of pinnipeds may be substantially less than a
simple sound analysis would imply. That is, given that substantial numbers of these marine
mammal groups are either not present or are infrequently found in the areas of tuna fisheries, there
is little probability of any one animal encountering a signal with an intensity and a period of time
that will induce acoustic trauma, despite their better absolute sensitivity to the signal.
Mitigation, like estimation of impact, requires a case by case assessment. At this time we have
insufficient data to accurately predetermine the underwater acoustic impact from any
anthropogenic source. Consequently, it is not possible to definitively state what measures will
ameliorate any one impact.
 
For the immediate future and in the absence of needed data, a best faith effort at mitigation
must be founded on reasoned predictions from land mammal and the minimal marine mammal and
fish data available. It is reasonable to expect, based on the similarities in ear architecture and in
the shape of behavioral audiograms between marine and land mammals, that marine mammals will
have similar threshold shift mechanisms and will sustain acute trauma through similar mechanical
loads. Therefore, fast-rise impulse and explosive sources are likely to have greater or more
profound impacts than narrow band, ramped sources. Similarly, we can expect that a signal that
is shorter than the integration time constant of the odontocete, mysticete or pinniped ear or which
has a long interpulse interval has less potential for impact than a protracted signal; however,
simply pulsing the signal is not a sufficient strategy without considering adequate interpulse
recovery time. Strategies, such as compression, that allow the signal to be near or below the
noise floor are certainly worth exploring. Certainly, no single figure can be supplied for these
 
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values for all species. Because of the exceptional variety in marine mammals ears and the
implications of this variety for diversity of hearing ranges, there is no single frequency or
combination of pulse sequences that will prevent any impact. It is however, reasonable, because
of species-specificities, to consider minimizing effects by avoiding overlap with the hearing
characteristics of species that have the highest probability of encountering the signal for each
device deployed.
 
Research Needs
 
To that end, substantially better audiometric data are required. This means more species
must be tested, with an emphasis on obtaining audiograms on younger, clearly unimpaired animals
and repeat measures from multiple animals. Too often our data base has be undermined by a
single measure from an animal that may have some impairment. It is equally important to obtain
some metric of the hearing impairments present in normal wild populations in order to avoid
future over-estimates of impact from man-made sources. To obtain these data requires a threepronged
effort of behavioural audiograms, evoked potentials on live strandings, and post-mortem
examination of ears to determination of the level of "natural" disease and to hone predictive
models of hearing capacities. It should be noted also that equivalent auditory databases are
lacking for most commercially important fish species. Again, all of the recommendations
presented are applicable for the fish stocks of interest in this endeavor, and coordinated or tandem
research on both the commercially targeted and protected species that may be impacted may be
the most productive approach to the problem of determining an effective frequency range for a
device that balances effectiveness in fish censusing against minimal impact.
 
The most pressing research need in terms of marine mammals is data from live animals on
sound parameters that induce temporary threshold shift and aversive responses. Indirect benefits
of behavioral experiments with live captive animals that address TTS will also test the hypotheses
that cellular structure in the inner ear of odontocetes may be related to increased resistance to
auditory trauma. Combined data from these two areas could assist in determining whether or to
what extent back-projections from land mammal data are valid.
 
Biomedical techniques, such as ABR and functional MRI, offer considerable potential for
rapidly obtaining mysticete and pinniped hearing curves. Evoked potential studies of stranded
mysticetes are of considerable value but must also carry the caveat of determining how reliable is
a result from a single animal that may be physiologically compromised. Post-mortem studies
should be considered on any animal that is euthanized after an ABR with the goal of both
providing data about the normality of the ear and supplying feedback to modeling studies of
hearing ranges. Otoacoustic emission experiments are not considered to be a viable approach for
cetaceans; they may provide basic hearing data in pinnipeds but are technically difficult.
 
Playback studies are a well-established technique but because of the uncertainties about
individually received levels they may not considerably advance our knowledge of acoustic impact
per se unless tied to dataloggers or very accurate assessments of the animal's sound field.
 
Tagging and telemetry are valuable approaches particularly if linked to field or video
documentation of behavior that is coordinated with recordings of incident sound levels at the
animal. Telemetric measurement of physiological responses to sound; e.g., heart rate, may be
valuable, but little is currently known of how to interpret the data in terms of long term impact.
 
Permanent threshold shift data may be obtainable by carefully designed experiments that
expose post-mortem marine mammal specimens to either intense sound and explosive sources
since these effects are largely detectable through physical changes in the inner ear. These studies
would also substantially increase the species diversity of the available data base because most
marine mammal species will not be testable with conventional live animal audiometric techniques.
Lastly, because many impact models depend upon assumptions about received levels at the ear,
these projections would clearly be enhanced by basic measures on specimens of the underwater
acoustic transmission characteristics of marine mammal heads and ears.